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Compliance Made Simple with National Regulatory Services

Trustworthy Compliance Solutions with National Regulatory Services

We're about one thing only - making life easier for compliance officers of venture capital and corporate finance houses, discretionary and advisory portfolio managers, AIFMs or EuVECA managers. 

Whether you are a large or small firm or indeed just starting out, we can help.

Why stress when you can get the help you need to get FCA authorised - and stay that way - right here! Just give us a call. We can guide you through your new firm authorisation, or variations to add new permissions.

We've also taken the heat out of writing the dreaded compliance manual or constructing your compliance monitoring programme - both of which you'll need for your application and meeting your regulatory obligations going forward.

Other consultancy services are also available.​

Business Meeting
Meeting

Our manuals and programmes were originally  written by award-winning compliance specialist Gordon McMurray, founder of NRS Regulatory Services Ltd (which traded as National Regulatory Services in the UK) and Compliance Wizard Limited. He has over 30 years of regulatory experience at the coalface - as a compliance officer, consultant and investigator.

Already up and running? You can get your up-to-date MiFID II compliant manual and monitoring programme, here and now, from ComplianceWizard. It's that easy. 

 

And if you prefer to have monitoring done externally, we are ready and waiting for your call.

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